Compliance Intern

Title: Compliance Intern | £25K | Central London

Industry: Other

Role/Sector: Finance   |   Consultancy   |   Legal

Location: Central London

Placement: Internship (going permanent)

Duration: 3 months

Salary: £25,000 (per annum)

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Information on the company

The company provides full regulatory hosting solutions within its regulatory incubation platform providing  firms with all relevant permissions, allowing them to undertake a wide range of activities, including EEA passporting.


How you expect the candidate to spend their day:

Supporting the Senior level Compliance and Business Development team members.
Direct opportunity to engage with Head of Compliance, Head of Legal and Head of Business Development. Exposed to the financial services sector working with start-up firms, crowd funding platforms and traditional asset management firms seeking FCA authorisation. 
Creating bespoke proposals to potential and current clients, creating compliance housekeeping and monitoring documents. Opportunity to develop and fine tune internal and external processes. 
Day to day admin, data entry, reporting etc when required.

The ideal candidate’s personality and qualifications:

Be able to embrace, process and deliver. 
Familiarity with legal and compliance related frameworks.
Genuine interest in Financial Services, entrepreneurial personality and experience in an office environment. 
Motivated and confident working independently as well as within a team. 
Experienced using Microsoft Office 365. 
Approachable, punctual, organised and well presented.

What are the perks of working at this company?

Direct access to Partner and Director level professionals. 
Support towards non-degree seeking modular education e.g. CISI or CFA etc.
Rapid escalation to responsibility, excellent West-End location with easy transport links.  
Potential for full time employment.

Questions for applicants to think about:

Do I have a curiosity towards Finance, Compliance, Financial Regulations, Business Development and how they work together to reach the end goal?
Do I have the ability to separate relevant vs non-relevant factors in any given situation?
Does this industry have potential for my full-time employment and 100% attention?
Am I capable of prioritising tasks to level of importance i.e. high priority, medium etc?





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